4.13. FTP / Explicit FTPS / Implicit FTPS Service

This page describes the configuration options available for the FTP / FTPS service.

4.13.1. Explicit and Implicit FTPS

SFTPPlus provides two ways for securing FTP transfers.

Explicit FTPS is the most widely used method. The connections for Explicit FTPS are started just like normal FTP connections. After the initial connection, the FTP client can ask the server to switch to the secured Explicit FTPS mode.

The Explicit FTPS service can share the same TCP port with the non-secured FTP service. This is why the FTP and Explicit FTPS protocols are configured in SFTPPlus as a single service, using the ftp protocol.

A single service using the ftp protocol can be configured to allow only unsecured FTP connections, to allow only secured Explicit FTPS connections, or to allow both secured and unsecured connections.

Implicit FTPS is a method in which the client is required to initiate a connection using an SSL/TLS handshake. All connections not initiated using an SSL/TLS handshake are dropped. This does not allow sharing the same TCP port with a non-secured FTP service, thus the Implicit FTPS service requires a dedicated port.

For more details, please check the dedicated FTPS article from Wikipedia.

4.13.2. SSL host/server validation

Multiple FTP services can share the same set of SSL keys and certificates. In fact, for a valid SSL configuration of multiple services using the same address on different ports, you actually have to use the same SSL certificate.

When the FTPS protocol is used, the configured SSL certificate must be issued with the same Common Name (CN) as the address used by the FTPS clients to connect to the server.

4.13.4. passive_port_range

Optional:

Yes

Default value:

All available ports provided by the operating system.

Values:
  • A range of port numbers.
  • MIN_PORT - MAX_PORT
  • 0 - 0 to use random ports.
From version:

1.7.0

To version:

None

Description:

When FTP/FTPS clients are requesting a passive transfer, the server will open a new connection that will be used for sending or receiving files from the client.

By default, the server will use a random port number for the newly created connection.

For example, to set a range of ports starting from 1500 and ending at port 2000, set the value to ‘1500 - 2000’, as in the following example:

  • passive_port_range = 1500 - 2000

To use all available ports, do not define this or set it to 0 - 0:

  • passive_port_range = 0 - 0

Note

passive_port_range is designed to help with firewalled configurations, but to some extent it is also a mechanism to limit the number of concurrent connections to the server. While this option is specific to the FTP protocol, there is also a generic option, “maximum_concurrent_connections”, available to all protocols.

4.13.5. active_source_port

Optional:

Yes

Default value:

0

Values:
  • A TCP port number.
From version:

3.6.0

Description:

Source port used by the FTP service to initiate the active connections for the PORT or the EPRT requests.

The source address is the same as address used to listen for incoming control connections.

When set as 0, a random source port is used.

Note

On Linux and Unix systems, elevated privileges are required to initiate connection from source ports below 1024.

4.13.6. passive_address

Optional:

Yes

Default value:

Disabled

Values:
  • 1.2.3.4
  • Disabled to automatically detect server address.
  • Leave empty to automatically detect server address.
From version:

2.9.0

Description:

IP address advertised by the FTP service in the passive PASV request.

When left empty, the service will automatically detect server address.

When set to a single IP address, it will use that address in all PASV requests, regardless of the client’s source IP.

Note

This option is ignored for EPSV requests.

4.13.7. idle_data_connection_timeout

Optional:

Yes

Default value:

30

Values:
  • An integer value greater than 0, representing seconds.
From version:

1.8.2

To version:

None

Description:

Specifies the timeout, in seconds, after which an inactive data channel is disconnected. For this number of seconds, the service will only act upon the data channel, without disconnecting the command channel.

4.13.8. ssl_certificate

Optional:

Yes

Default value:

no-certificate-defined

Values:
  • Path to the SSL certificate file used by the service.
From version:

1.6.0

To version:

None

Description:

The certificate file can contain both the certificate and the private key, in which case you don’t need to set the path to the private key file.

4.13.9. ssl_key

Optional:

Yes

Default value:

Disabled

Values:
  • Path to the SSL key file used by the service.
  • Disabled - Use the key provided by the certificate file.
From version:

1.6.0

To version:

None

Description:

If the file specified by the ssl_certificate option already contains the private key, this option can be omitted.

4.13.10. ssl_key_password

Optional:

Yes

Default value:

Disabled

Values:
  • Password as text.
  • Disabled - Don’t use a password for the private key file.
From version:

1.7.19

To version:

None

Description:

This is used when the private SSL key is stored as an encrypted file.

4.13.11. ssl_certificate_authority

Optional:

Yes

Default value:

Disabled

Values:
  • Path to the PKI certificate file or folder of PKI certificate authorities.
  • Disabled
From version:

1.6.0

To version:

None

Description:

Only clients using certificates signed by one of these certificate authorities will be permitted to connect to this server using secured connections.

The certificate authority file should be stored in PEM format.

Leave it empty or set it as Disabled to disable checking the issuer for peer’s certificates.

When certificate authority check is disabled, connection peers are not required to send a certificate. If the peer sends a certificate, it is ignored.

4.13.12. ssl_certificate_revocation_list

Optional:

Yes

Default value:

Disabled

Values:
  • relative path on local filesystem
  • absolute path to local filesystem
  • http://example.com/some.crl
  • file:///unix/absolute/test-ca.crl
  • file://unix/relative/test-ca.crl
  • file://c:windowsabsolutetest-ca.crl
  • file://windowsrelativetest-ca.crl
  • comma separated list of CRL locations
  • crl-distribution-points
  • Disabled
From version:

1.6.0

To version:

None

Description:

It defines the locations from where one or more CRLs will be loaded.

Multiple CRLs are defined as a comma separated list.

It supports local files in both absolute and relative paths.

Retrieving the CRL over HTTP is also supported. The HTTP request is done using non-persistent HTTP/1.1 connections.

CRL distribution points (CDP) are supported by using the crl-distribution-points configuration value.

When CRL distribution points are configured, the server-side certificate defined at ssl_certificate needs to have the CDP extension. The CDP advertised in the server-side certificate is loaded at startup in order to validate the configuration.

The distribution points configuration is mutually exclusive with local file or HTTP url configurations. When the certificate revocation list is configured to use CDP, all other configured CRL location are ignored.

Note

HTTP redirection is not yet supported.

Set it to Disabled, to disable certificate revocation checks.

The certificate revocation list can only be used when the service is configured with CA certificates stored in a single file in PEM format.

When multiple or chained CA certificates are configured the CRL is only checked for the peer’s certificate and not for the CA certificate or for an intermediate CA.

Note

CDP publishing Delta CRL are not supported.

Note

If the certificate defines multiple HTTP based distribution points in the CDP extension, only the first HTTP URI is used. All non HTTP or the other HTTP URIs are ignored.

The CRL file should be stored in PEM or DER format.

Note

This option is ignored if ssl_certificate_authority is not enabled.

4.13.13. ssl_certificate_revocation_list_refresh

Optional:

Yes

Default value:

0

Values:
  • Number of seconds
  • 0 to read at startup and after expiration.
From version:

2.8.0

To version:

None

Description:

When set to 0, the CRL file is initially loaded at startup and then loaded again after the Next Update field advertised in the CRL.

If the Next Publish extension is present in the CRL and this option is set to 0 the CRL will be loaded again at the date and time specified in the Next Publish extension.

If the CRL does not advertise the Next Update field you will have to configure a number of seconds after which the CRL should be reloaded, otherwise you will get a configuration error.

It can be configured with the number of seconds after which the local CRL file should be read again.

For example, a value of 86400 means the server will re-read the CRL after one day.

For more details about the CRL reloading see the documentation for CRL reloading rules

Note

This option is ignored if ssl_certificate_authority is not enabled.

4.13.14. ssl_cipher_list

Optional:

Yes

Default value:

ALL:!RC4:!DES:!MD5:!EXP

Values:
  • List of SSL/TLS ciphers accepted by the service.
From version:

1.7.4

To version:

None

Description:

The format for this value is the same as the one used for defining the OpenSSL cipher list. More information can be found at the following URL: http://www.openssl.org/docs/apps/ciphers.html#CIPHER_LIST_FORMAT

4.13.15. ssl_allowed_methods

Optional:

Yes

Default value:

tlsv1 tlsv1.1 tlsv1.2

Values:
  • list of SSL and TLS methods that will be accepted by this service.
From version:

1.7.4

To version:

None

Description:

Currently, the following methods are officially supported:

  • tlsv1 or tlsv1.0, which is TLS 1.0.
  • tlsv1.1, which is TLS 1.1.
  • tlsv1.2, which is TLS 1.2.

SSLv3 is still supported but highly discouraged, due to the SSLv3 POODLE vulnerability. In the case that you need to interact with an old SSL implementation that only supports SSLv3, it is highly recommended to force the usage of the non-CBC cipher RC4-SHA by configuring ssl_cipher_list: RC4-SHA.

Support for SSLv3 will be removed in future versions.

SSLv2 is no longer supported since it is not secure.

In version 2.8.0, the following new methods were added:

tlsv1.0 (alias for tlsv1), tlsv1.1 and tlsv1.2

4.13.16. idle_connection_timeout

Optional:

Yes

Default value:

300

Values:
  • Number of seconds after which idle connections are disconnected.
  • 0 - To disable timeouts.
  • Disabled - To disable timeouts.
From version:

1.7.19

To version:

None

Description:

The service will close the connection if a client connection is idle for a configurable amount of time.

4.13.17. maximum_concurrent_connections

Optional:

Yes

Default value:

10000

Values:
  • Number of maximum concurrent connections accepted by the service.
  • 0 - To disable the limit.
  • Disabled - To disable the limit.
From version:

1.7.19

To version:

None

Description:

Maximum number of allowed concurrent connections for this service.

This limit is imposed by each service, and it is not a global limit for all services active on the server.

4.13.18. ftps_explicit_enabled

Optional:

Yes

Default value:

No

Values:
  • Yes - Enable Explicit FTPS protocol.
  • No - Disable Explicit FTPS protocol.
From version:

1.6.0

To version:

None

Description:

If the FTPS protocol is disabled, no secured connections are accepted.

This will only enable Explicit FTPS secure connections, but will not enforce clients to use secured connections. Dedicated configuration options are provided for this purpose.

Not available for the Implicit FTPS protocol.

4.13.19. enable_password_authentication

Optional:

Yes

Default value:

Yes

Values:
  • Yes - Enable password-based authentication.
  • No - Disable password-based authentication.
From version:

1.7.4

To version:

None

Description:

Enable authentication based on user name and password credentials.

4.13.20. enable_ssl_certificate_authentication

Optional:

Yes

Default value:

Yes

Values:
  • Yes - Enable SSL certificate-based authentication.
  • No - Disable SSL certificate-based authentication.
From version:

1.7.4

To version:

None

Description:

SSL certificate-based authentication allows clients to authenticate using a pair of user name and SSL certificate credentials. A password is no longer required.

A valid SSL certificate should have the value of the Common Name (CN) field match the authenticated user’s name.

When the SSL certificate-based authentication is disabled, you must check that password-based authentication is enabled, otherwise clients will have no authentication method available.

4.13.21. ftps_force_secured_authentication

Optional:

Yes

Default value:

Yes

Values:
  • Yes - Only allow authentication over secured connections.
  • No - Allow authentication over both secured and unsecured connections.
From version:

1.7.18

To version:

None

Description:

The server can be configured to force the user to establish a secured connection before sending account credentials (eg. user name and password).

If the server is configured to only allow secured authentication and not to enforce securing generic commands, after a successful authentication, users can send the Clear Command Channel (CCC) command to revert the command channel to an unsecured transport.

This will allow firewall or other tools (eg. FTP audit tools) to parse the commands issued within an FTP session.

Not available for Implicit FTPS protocol, where secured authentication is always enforced due to the protocol’s specification.

4.13.22. ftps_force_secured_command_channel

Optional:

Yes

Default value:

No

Values:
  • Yes - Only allow commands over secured connections.
  • No - Allow commands over both secured and unsecured connections.
From version:

1.6.0

To version:

None

Description:

When secure command channel is forced, any attempt to send unencrypted commands will be rejected.

When this is set to Yes, ftps_force_secured_authentication values will be ignored and the server will always require a secured command channel.

This option will be ignored if Explicit FTPS is not enabled.

Not available for Implicit FTPS protocol, where secured command is always enforced due to protocol specification.

4.13.23. ftps_force_secured_data_channel

Optional:

Yes

Default value:

Yes

Values:
  • Yes - Only allow data transfers over secured connections.
  • No - Allow data transfers over both secured and unsecured connections.
From version:

1.6.0

Description:

If FTPS secure data channel is forced, any attempt to initiate an unsecured data connection / transfer will be rejected.

This option will be ignored if FTPS is not enabled.

Not available for Implicit FTPS protocol, where data command is always enforced due to protocol specification.

4.13.24. ignore_ascii_data_type

Optional:

Yes

Default value:

No

Values:
  • Yes
  • No
From version:

3.8.0

Description:

This option allows configuring the FTP service to pretend that ASCII mode is supported, but to transfer the data in BINARY/IMAGE mode.

4.13.25. ascii_data_type_as_default

Optional:

Yes

Default value:

No

Values:
  • Yes
  • No
From version:

3.10.0

Description:

This option defines whether to use ASCII as the data type for the case in which the client does not explicitly ask for specific data type.

Set it to Yes to use ASCII/text as the default data type.

Set it to No to use IMAGE/binary as the default data type.